Compliance

✅ Compliance Conference – Training Content Overview

🎯 Objective

To update professionals on the latest regulatory trends, compliance risks, technologies, and practical solutions, while encouraging cross-industry collaboration and knowledge sharing.

🧩 Core Content Themes

1. Regulatory Landscape Updates

  • Global and regional regulatory developments (e.g., AML, GDPR, ESG, SEC, RBI, SEBI, etc.)
  • Enforcement actions and trends
  • Compliance expectations post-pandemic / in digital transformation era

2. Risk-Based Compliance Management

  • Designing and maintaining a risk-based compliance framework
  • Integration of risk and compliance functions
  • Case studies on compliance failures and risk mismanagement

3. Technology & Automation in Compliance

  • RegTech and ComplianceTech: AI, ML, blockchain use cases
  • Automated monitoring systems and reporting tools
  • Managing compliance data and analytics

4. Ethics and Corporate Culture

  • Embedding ethical culture into operations
  • Role of leadership in tone-from-the-top
  • Dealing with whistleblowers and internal investigations

5. Sector-Specific Compliance

Breakout sessions tailored for:

  • Financial services (KYC/AML, FATCA)
  • Pharma/Healthcare (FDA, GxP, HCP compliance)
  • Manufacturing (supply chain, quality, and trade compliance)
  • Tech and Data (GDPR, AI regulation, cybersecurity)

6. ESG & Sustainability Compliance

  • ESG reporting frameworks (TCFD, GRI, CSRD)
  • Greenwashing and ESG misstatements
  • Supply chain compliance with human rights laws

7. Workshops & Simulations

  • Live case studies or incident simulations (e.g., mock investigation)
  • Interactive regulatory scenario planning
  • Crisis communication in compliance breaches

8. Board and Executive Accountability

  • Role of boards and C-suites in governance
  • D&O liability and personal accountability
  • Director training and annual declarations

🔧 Supplementary Activities

  • Panel discussions with regulators and compliance leaders
  • Vendor showcases (compliance software and services)
  • Networking roundtables by sector or function
  • 1:1 clinics or consultation booths for SMEs

📜 Outcomes and Certifications

  • Certificates of Attendance/Participation
  • CPD credits (via ICA, SCCE, ACAMS, etc.)
  • Opportunities to enroll in post-conference advanced training
Inquire Now